Form 144

Results: 602



#Item
291Securities Exchange Act / Financial regulation / International Securities Exchange / U.S. Securities and Exchange Commission / Government / Financial economics / Form 144 / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]December 20, 2013 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of

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Source URL: www.sec.gov

Language: English - Date: 2013-12-23 08:21:03
292Financial regulation / Securities Exchange Act / Financial economics / U.S. Securities and Exchange Commission / Financial system / Listing / Form 144 / Securities regulation in the United States / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt Rules for the Qualification, Listing and Delisting of Companies on the Exchange (Corrected)

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Source URL: www.sec.gov

Language: English - Date: 2011-07-19 13:03:04
293Finance / Financial markets / SEC filings / United States Securities and Exchange Commission / Form 144 / Securities Act / SEC Rule 10b5-1 / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / United States securities law / Financial economics / Business

Microsoft Word - rabarron7887.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-08-20 14:37:28
294United States securities law / United States Securities and Exchange Commission / 73rd United States Congress / SEC filings / Stock market / Form 144 / Securities Act / Security / Short / Financial economics / Finance / Investment

Microsoft Word - SEC Comment Letter re 144 changes v.5.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-09-04 10:58:47
295Investment / 73rd United States Congress / United States Securities and Exchange Commission / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Security / Warrant / Form 144 / Financial economics / United States securities law / Stock market

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule[removed]Relating to Trading Pauses Due to Extraordinary Market Volatility

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Source URL: www.sec.gov

Language: English - Date: 2011-11-25 09:38:33
296Investment / United States securities law / United States Securities and Exchange Commission / Stock market / 73rd United States Congress / Securities Act / Form 144 / Securities Exchange Act / Special-purpose acquisition company / Financial economics / SEC filings / Finance

Microsoft Word - aslevitsky5439.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-07-31 12:48:01
297Financial markets / Order / United States securities law / Finance / 73rd United States Congress / United States Securities and Exchange Commission / Form 144 / Securities Exchange Act / Stock market / Financial economics / Investment

Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. Rules of National Stock Exchange, Inc. ***** CHAPTER XI.

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Source URL: www.sec.gov

Language: English - Date: 2013-10-02 09:34:46
298U.S. Securities and Exchange Commission / Securities Act / Government / Form 10-K / Securities and Exchange Commission Form 10-Q / SEC filings / Financial regulation / Form 144

Vickers Stock Research Corporation September 4, 2007 Nancy M. Morris, Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2007-09-07 12:54:50
299Chicago Stock Exchange / Economy of the United States / Securities Exchange Act / Financial regulation / Financial system / U.S. Securities and Exchange Commission / Order / Self-regulatory organization / Form 144 / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-10-16 10:49:23
300Business / Financial regulation / United States Securities and Exchange Commission / Form 144 / 73rd United States Congress / Stock market / Securities Act / Short / Regulation S-K / United States securities law / SEC filings / Financial economics

Microsoft Word - bmtangney9820.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-09-04 11:00:14
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